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Isaca CISM Practice Test 43

Question 420

A fintech has patched an API weakness that had previously been guarded by temporary compensating controls. For the next governance decision, the team must close the issue appropriately. Which choice BEST provides that outcome?

  1. Record the service owner as risk owner with security providing challenge
  2. Require tested compensating controls with an approved expiry and patch date
  3. Verify the fixed API and retire exceptions only after retesting
  4. Monitor patch progress, attack indicators and the effectiveness of the compensating control

Explanation

Correct Answer

C:

Retest the previously exploitable API path, confirm that the patch removes the vulnerability, and only then close the issue and retire its time-limited compensating exception. A deployment ticket alone is not proof of correction.

Incorrect Answers

A:

Naming the API risk owner clarifies accountability but supplies no test evidence that the patched weakness has actually been closed.

B:

Compensating controls and an expiration date are prudent while the API remains vulnerable. After a patch is deployed, the team must verify the fix before retiring those temporary measures.

D:

Monitoring patch progress is useful before implementation and during mitigation. It does not by itself provide the post-patch retest evidence needed to close the issue.

Question 421

A bank estimates fraud exposure for a new mobile payment feature with incomplete loss data. The security program has been tasked specifically to reassess after initial transaction data becomes available. Which approach should be selected?

  1. Assess fraud loss, regulatory exposure and customer trust against business objectives
  2. Present ranges and evidence quality alongside the risk rating
  3. Update loss assumptions using actual fraud and control performance evidence
  4. Compare plausible loss outcomes with approved risk tolerance and control cost

Explanation

Correct Answer

C:

New evidence can change the prior decision. This is the specified management outcome in the scenario; it gives the accountable team an action matched to the stated requirement.

Incorrect Answers

A:

Impact spans more than direct monetary theft. That action primarily serves the different objective to identify the consequences that matter to the business. It is not the step that directly satisfies the stated need to reassess after initial transaction data becomes available.

B:

A point score can conceal weak supporting data. That action primarily serves the different objective to communicate confidence in the assessment. It is not the step that directly satisfies the stated need to reassess after initial transaction data becomes available.

D:

Treatment should reflect risk appetite. That action primarily serves the different objective to choose a treatment threshold. It is not the step that directly satisfies the stated need to reassess after initial transaction data becomes available.

Question 422

A manufacturer reports high cyber risk in its industrial control network, but its IT department claims ownership of the exposure. A security manager has a defined assignment: validate that residual risk is being monitored. Which action BEST fulfills that specific assignment?

  1. Document current exposure, options, decision authority and review date in the risk register
  2. Escalate decisions above local tolerance through the enterprise risk authority
  3. Report control health and operating exceptions to plant risk owners
  4. Assign accountable plant engineering and IT control owners with clear interfaces

Explanation

Correct Answer

C:

An accepted risk requires ongoing observation. This is the specified management outcome in the scenario; it gives the accountable team an action matched to the stated requirement.

Incorrect Answers

A:

Traceable decisions support oversight. That action primarily serves the different objective to record the basis for acceptance or treatment. It is not the step that directly satisfies the stated need to validate that residual risk is being monitored.

B:

Plant managers cannot accept exposures beyond delegated appetite. That action primarily serves the different objective to resolve conflicting risk responses across plants. It is not the step that directly satisfies the stated need to validate that residual risk is being monitored.

D:

Risk ownership and control execution are distinct. That action primarily serves the different objective to establish who implements the selected security controls. It is not the step that directly satisfies the stated need to validate that residual risk is being monitored.

Question 423

A cloud retailer cannot immediately remove a legacy authentication dependency in a critical order system. The accountable executive now asks the team to determine whether acceptance should be renewed. What should the security manager recommend?

  1. Reduce reachable attack paths and impose stronger compensating authentication monitoring
  2. Seek acceptance from the authorized business risk executive
  3. Reassess residual exposure against fresh threat evidence before the exception expires
  4. Fund a migration plan with tested cutover and rollback gates

Explanation

Correct Answer

C:

Approval cannot be treated as permanent. This is the specified management outcome in the scenario; it gives the accountable team an action matched to the stated requirement.

Incorrect Answers

A:

Compensating controls reduce exposure while modernization proceeds. That action primarily serves the different objective to select a defensible near-term mitigation. It is not the step that directly satisfies the stated need to determine whether acceptance should be renewed.

B:

A security engineer cannot accept enterprise revenue consequences. That action primarily serves the different objective to decide who may accept the remaining customer-order risk. It is not the step that directly satisfies the stated need to determine whether acceptance should be renewed.

D:

Structural remediation addresses the source of risk. That action primarily serves the different objective to show a path to eliminate the dependency. It is not the step that directly satisfies the stated need to determine whether acceptance should be renewed.

Question 424

An online marketplace plans to stop storing cardholder data by switching to a payment service provider. After reviewing the situation, the management objective is to respond when the provider's risk profile deteriorates. Which response MOST directly addresses it?

  1. Review fallback arrangements and residual exposure with procurement and the risk owner
  2. Validate data-flow diagrams and storage scans show removal of card data
  3. Retain a marketplace business owner for payment-service risk
  4. Assess provider outages, integration attacks and contractual dependence

Explanation

Correct Answer

A:

Third-party deterioration can change treatment adequacy. This is the specified management outcome in the scenario; it gives the accountable team an action matched to the stated requirement.

Incorrect Answers

B:

Architecture intent must match actual processing. That action primarily serves the different objective to verify that the response was executed. It is not the step that directly satisfies the stated need to respond when the provider's risk profile deteriorates.

C:

Delegation of processing does not transfer all accountability. That action primarily serves the different objective to allocate accountability for the new dependency. It is not the step that directly satisfies the stated need to respond when the provider's risk profile deteriorates.

D:

Risk is changed rather than completely erased. That action primarily serves the different objective to identify the remaining risk after outsourcing. It is not the step that directly satisfies the stated need to respond when the provider's risk profile deteriorates.

Question 425

A shipping company is deciding whether to buy cyber insurance for cargo booking disruption. For the next governance decision, the team must check whether the risk response remains viable. Which choice BEST provides that outcome?

  1. Review policy changes, incident conditions and residual exposures at renewal
  2. Compare financial impact scenarios and retained risk against appetite
  3. Maintain controls and tested continuity plans alongside coverage
  4. Secure approval from finance and the cargo booking risk owner

Explanation

Correct Answer

A:

Coverage and threats can change. This is the specified management outcome in the scenario; it gives the accountable team an action matched to the stated requirement.

Incorrect Answers

B:

Coverage is an economic risk decision. That action primarily serves the different objective to choose a coverage level based on exposure. It is not the step that directly satisfies the stated need to check whether the risk response remains viable.

C:

Insurance cannot restore shipping systems. That action primarily serves the different objective to avoid assuming insurance fixes operational recovery. It is not the step that directly satisfies the stated need to check whether the risk response remains viable.

D:

Risk financing must have accountable sponsors. That action primarily serves the different objective to assign responsibility for the transfer decision. It is not the step that directly satisfies the stated need to check whether the risk response remains viable.

Question 426

An industrial company receives 200 critical-looking vulnerability alerts affecting different production networks. The security program has been tasked specifically to verify remedial work was effective. Which approach should be selected?

  1. Coordinate compensating protection and maintenance windows with operations
  2. Retest corrected conditions under approved plant change controls
  3. Validate findings with asset owners and non-disruptive evidence
  4. Aggregate material residual exposure and accountable remediation owners for leadership

Explanation

Correct Answer

B:

Closing alerts without validating fixes is inadequate. This is the specified management outcome in the scenario; it gives the accountable team an action matched to the stated requirement.

Incorrect Answers

A:

Safety and availability constrain remediation. That action primarily serves the different objective to select mitigation without threatening factory safety. It is not the step that directly satisfies the stated need to verify remedial work was effective.

C:

False positives can waste remediation effort. That action primarily serves the different objective to confirm the alerts represent real deficiencies. It is not the step that directly satisfies the stated need to verify remedial work was effective.

D:

Management needs business impact and delays. That action primarily serves the different objective to report overdue high-exposure weaknesses. It is not the step that directly satisfies the stated need to verify remedial work was effective.

Question 427

A services firm wants cyber threat intelligence to influence executive risk decisions rather than produce unread bulletins. A security manager has a defined assignment: adjust collection when threats shift. Which action BEST fulfills that specific assignment?

  1. Measure time from relevant warning to verified risk treatment
  2. Trigger targeted control checks and risk-owner decisions for affected services
  3. Reprioritize sources and analytic use cases using emerging exposure evidence
  4. Correlate external threat information with internal assets and telemetry

Explanation

Correct Answer

C:

Intelligence requirements should evolve. This is the specified management outcome in the scenario; it gives the accountable team an action matched to the stated requirement.

Incorrect Answers

A:

Decision latency is a meaningful outcome. That action primarily serves the different objective to track whether intelligence improves response. It is not the step that directly satisfies the stated need to adjust collection when threats shift.

B:

Action follows relevance assessment. That action primarily serves the different objective to act on intelligence suggesting near-term exploitation. It is not the step that directly satisfies the stated need to adjust collection when threats shift.

D:

External reports alone do not prove exposure. That action primarily serves the different objective to assess whether an indicator applies locally. It is not the step that directly satisfies the stated need to adjust collection when threats shift.

Question 428

A government office compares risks to citizen identity records and an internal test website. The accountable executive now asks the team to monitor whether the ranking changes. What should the security manager recommend?

  1. Include identity harm and statutory duties for citizen records rather than only infrastructure cost
  2. Document qualitative ranges and the evidence supporting each rating
  3. Reassess on material process, threat or control changes
  4. Present the affected service and treatment options to the authorized executive

Explanation

Correct Answer

C:

Risk assessments are not one-time artifacts. This is the specified management outcome in the scenario; it gives the accountable team an action matched to the stated requirement.

Incorrect Answers

A:

Sensitivity changes consequence. That action primarily serves the different objective to identify asset-specific impact. It is not the step that directly satisfies the stated need to monitor whether the ranking changes.

B:

Confidence matters to risk decisions. That action primarily serves the different objective to show uncertainty in probability estimates. It is not the step that directly satisfies the stated need to monitor whether the ranking changes.

D:

Exceeding appetite requires decision authority. That action primarily serves the different objective to escalate a risk above agreed tolerance. It is not the step that directly satisfies the stated need to monitor whether the ranking changes.

Question 429

A company relies on monthly heat maps, but executives cannot tell whether accepted risks are deteriorating. After reviewing the situation, the management objective is to refresh monitoring as a new product launches. Which response MOST directly addresses it?

  1. Reconcile indicators with source systems and investigate inconsistent reporting
  2. Present exposure trends, uncertainty, treatment status and accountable owners
  3. Add product-specific exposure measures and owners before scaling usage
  4. Set risk tolerance breaches and escalation levels approved by risk owners

Explanation

Correct Answer

C:

New activities create new monitoring needs. This is the specified management outcome in the scenario; it gives the accountable team an action matched to the stated requirement.

Incorrect Answers

A:

Bad data creates misleading trends. That action primarily serves the different objective to validate the risk data quality. It is not the step that directly satisfies the stated need to refresh monitoring as a new product launches.

B:

Leadership needs actionable risk context. That action primarily serves the different objective to report risk without losing context. It is not the step that directly satisfies the stated need to refresh monitoring as a new product launches.

D:

Thresholds connect monitoring to decisions. That action primarily serves the different objective to define thresholds for executive action. It is not the step that directly satisfies the stated need to refresh monitoring as a new product launches.

Question 430

A franchise organization lets branch managers accept local cyber risks without written limits. For the next governance decision, the team must address a branch accepting risk above its limit. Which choice BEST provides that outcome?

  1. Maintain risk decisions with reason, expiry and compensating controls
  2. Escalate it to the enterprise risk committee before relying on the exception
  3. Assign named accountable business owners for cross-branch services
  4. Review residual risk periodically and when circumstances change

Explanation

Correct Answer

B:

Unauthorized decisions do not establish formal acceptance. This is the specified management outcome in the scenario; it gives the accountable team an action matched to the stated requirement.

Incorrect Answers

A:

An audit trail supports timely challenge. That action primarily serves the different objective to prevent undocumented permanent exceptions. It is not the step that directly satisfies the stated need to address a branch accepting risk above its limit.

C:

Shared platforms require enterprise-wide ownership. That action primarily serves the different objective to identify risk owners for shared customer systems. It is not the step that directly satisfies the stated need to address a branch accepting risk above its limit.

D:

Acceptance is not a one-off event. That action primarily serves the different objective to check that accepted risks stay acceptable. It is not the step that directly satisfies the stated need to address a branch accepting risk above its limit.

Certified Information Security Manager (CISM) Practice Tests